Marcum Audit Firm Former Partner Charged Over Quality Control

The SEC said it charged public accounting firm Marcum’s former National Assurance Services Leader Alfonse Gregory Giugliano with failing to address quality control deficiencies at the firm.

• Giugliano, who oversaw quality control for Marcum’s public company practice, to pay civil penalty of $75,000
• Marcum previously charged for quality control deficiencies in SPAC audits
• NOTE: SPAC Auditor’s Work Riddled With Failures, US Regulators Say (2)

To view the source of this information, click here

To contact the reporter on this story:
Allegra Fradkin in New York at afradkin@bloomberg.net

To contact the editor responsible for this story:
Sunil Kesur at skesur@bloomberg.net

© ...