SEC to Take More Comments on Some Rule Plans After Tech Glitch

Oct. 7, 2022, 6:35 PM UTC

The US Securities and Exchange Commission is giving industry two more weeks to comment on nearly a dozen rule overhaul plans after it discovered a technical failure kept some feedback from being reviewed by the agency.

The SEC under Chair Gary Gensler has proposed a slate of new regulations that would impact investment firms, traders and other corners of Wall Street. Industry and consumer groups have filed extensive comments on the plans, hoping to influence the version of regulations that the agency will ultimately adopt.

Under the agency’s rule-making process, SEC commissioners must vote to finalize any rules after taking ...

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